OMB No. 0651-0011
INFORMATION DISCLOSURE CITATION
Atty. Docket No.
07451.0001-18000
Appln. No.
09/870.801
Appltcani
Karl L. Ginter, et al.
Filing Dale
June 01. 2001
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0MB No. 0651-0011
INFORMATION DISCLOSURE CITATION
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09/870.801
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OMB No. 0651-0011
INFORMATION DISCLOSURE CITATION .
Alty. Docket No. 07451.0001-18000
Appfn. No. 09/870,801
Applicant Karl L. Ginter; el al.
Filing Date June 01, 2001
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0MB No. 0651-0011
INFORMATION DISCLOSURE CITATION
Atty. Docket No.
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Appln. No.
09/870.801
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UP
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12/16/97
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INFORMATION DISCLOSURE CITATION
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Country
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05/09/90 '
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11/03/93
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05/17/95
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09/06/96
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Examiner
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INFORMATION DISCLOSURE CITATION
Atty. Docket No.
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1 Appln. No.
09/870,801
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Karl L. Ginter, el al.
Filing Date
June 01.2001
Group:
2132
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INFORMATION DISCLOSURE CITATION
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Appln. No. 09/870,801
Applicant Karl L Ginter. et al.
Filing. Date June 01, 2001
Group: 2132
Examiner
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OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)
—4^
Blaze, Matt, 'A Cryptographic File System for Unix," pre-print of paper for Rrst ACM Conference on
Computer and Communications Security, Fairfax, Virginia, Nov. 3-5.1993. 8 pages.
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Appln. No. 09/870,801
Applicant Karl L Ginter, et al.
Filing Date June 01. 2001
Group: 2132
Examiner
Initial*
OTHER DOCUMENTS (Including Author, Tttle, Date, Pertinent Pages, etc)
Letter re: ESPIRIT Ill-Project 5469 (CITED) from A. Stajano at Commission of the European
Communities, Oct. 7. 1993.
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Microsoft Press, OLE 2 Programmer's Reference; Volume 1, 'Working vwth Windows Objects,* 1994.
Miscellaneous letter from Georges Van Slype at Bureau Van Dyik, Feb. 28, 1 994.
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—4- — —
Miscellaneous Letters from Georges Van Slype at Bureau Van DIjk, Mar. 30, 1995.
—
Miscellaneous Letters from Georges Van Slype at Bureau Van Dijk, Feb. 13, 1995 and Nov. 2. 1994.
—gL _
Miscellaneous Letters from George Van Slype at Bureau Van Dijk. Sep. 12, 1994, May 11, 1994,
May 10, 1994, May 6, 1994, May 4, 1994, Apr. 21, 1994, Apr. 20. 1994..
Miscellaneous Letters from Georges Van Slype at Bureau Van Dijk, Apr. i9, 1994, Apr. lo, law,
Apr. 11. 1994, Apr. 6. 1994..
Miscellaneous Letters from Georges van oiype at bureau van uijk, Mar. au, iyy*i, wiar, ^a, lysw-,
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Miscellaneous Leners from oeorges van oiype ax Dureau van uijk, reo. a, i^jw, *i<an. ^/ , jom.
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07451.0001-18000
j Appln. No.
09/870.801
Applicant
Karl L Ginter, et al.
Filing Date
June 01.2001
1 Group:
2132
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OTHER DOCUIVIEhrrS (Including Author, TWe, Date, Pertinent Pages, etc)
National Institute of Standards and Technology. "History of Computer Security: Early Computer
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Applicant Karl L Ginler. et al.
Filing Date June 01, 2001 | Group: 2132
Examiner
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INFORMATION DISCLOSURE CITATION
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Applicant Karl L. Ginter, et al.
Filing Date June 01. 2001 | Group: 2132
Examiner
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Secure Electronic Transactions; Mastercard and Visa+ C345
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OMB No. 0651-0011
Atty. Docket No. 07451.0001-18000
Appln. No. 09/870.801
Applicant Karl L GInter, et al.
Filing Date June 01, 2001
Group: 2132
Examiner
initiar
OTHER DOCUMENTS (Including Author. TlUe, Date, Pertinent Pages, etc.)
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•Examiner Initial if reference considered, wtiether or not citation is in conformance with MPEP 609; draw line
through citation if not in confonnance and not conskJered. Include copy of this form with next
communk3tk)h to appUcant
FonnPT01449
Patent and Trademark Office - U.S. Department of Commerce
Page 38 of 38
OMBNo. 0651-0011
INFORMATION DISCLOSURE CITATION
(Use several sheets if necessary)
Atty. Docket No.: 07451.0001-18000
Application No.: 09/870,801
Applicant: Karl L. Ginter, et al.
Filing Date: June 1.2001
Group: 2132
U.S. PATENT DOCUMENTS
Examiner Initial*
Document
Number
Date
Name
Class
Sub
Class
Filing Date.
If Appropriate
4.748.561 /J
5/31/1988
Brown
JOD
^
4.757.914
7/19/1988
Roth et al.
— la
5.517.518^
5/14/1996
Morson et al.
(}<;
5,745.678 /)
4/28/1998
Herzberg et al.
w
0.
5.819.263
10/6/1998
Bromley et al.
(h
5,842,173 ^
11/24/1998
Strum etal.
lor
FOREIGN PATENT DOCUMENTS
Examiner Initial*
Document
Number
Date
Country
Class
Sub
Class
Translation
Yes or No
AU-A-36815/97
2/19/1998
/Ujstralia
aocp
f —
AU-A-36816/97
2/19/1998
Australia
—
AU-A-36840/97
2/19/1998
/Australia
/^o^L
EP 0913 757 A2
5/6/1999
EPO
1(0^
WO 97/43761 ^2.
11/20/1997
PCT
(-\{^
OP
WO 97/48203 4/
12/18/1997
POT
I /no
-J^
WO 98/09209 flj
3/5/1998
PCT
11 Co
WO 98/10381 ^
3/12/1998
PCT
—M.
WO 98/37481 fi[
8/27/1998
PCT
(In
—k.
WO 98/45768 /? (
10/15/1998
PCT
WO 99/01815 /I/
1/20/1999
PCT
6^HF
Examiner J uj-fih /:7arraiAi
Date Considered: Of I x J /icQj^
•Examiner; Initial if reference considered, wtiether or not citation is in conformance with MPEP 609; draw line through
citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
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OMB No. 0651-0011
VI/
INFORMATION DISCLOSURE CITATION
(Use several sheets if necessary)
Atty. Docket No.: 07451 .0001-18000
Application No.: 09/870,801
Applicant: Kaii L. Ginter, et al.
Filing Date: June 1 . 2001
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"tutlVED
FOREIGN PATENT DOCUMENTS TechnoIogy Center ?i 00
Examiner Initial*
Document
Number
Date
Country
Class
Sub
Class
Translation
Yes or No
WO 99/24928 /f^.
5/23/1999
PCI
WO 99/48296 fij
9/23/1999
POT
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— m
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Standards and Technology and National Security Agency, December 1992, 270 pages.
-4^
Financial Transaction Card Originated Messages - Interchange Message Specifications - Part 2;
Application and registration Procedures for Institution Identification Codes (IIC), ISO 8583-2, Jul. 1 ,
1998.
— #2
Financial Transaction Card Originated Messages - Interchange Message Specifications - Part 3:
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4^
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/!/}
Introduction to Smart Cards v. 1.0", Gemplus Card Intematioal, March 21, 1991.
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Date Considered: q //^^ (y^^^
•Examiner: Initial if reference considered, whettier or not citation is In conformance with MPEP 609; draw line through
atation if not in conformance and not considered. Include copy of this form with next communication to applicant.
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Page 2 of 4
'/ ' ' \ ■
OMBNo. 0651-0011
INFORMATION DISCLOSURE CITATION
(Use several sheets if necessary)
Atty. Docket No.: 07451.0001-18000
Application No.: 09/870,801
Applicant: Karl L. Ginter, et aL
HhCEIVED
Filing Date: June 1, 2001
Group: 2132
NOV 1 6 m
lecnnoiogycentei 2tOQ —
OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)
iOpener, Registered Trademark of National Semiconductor Corporation, Registration date October 4,
1994, 1 page.
—M
Key Management (retail) - Part 1: Introduction to Key Management; Part II: Key Management
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KrajewskI, Jr.» M., "Applicability of Smart Cards to Network User Authentication," Computing Systems,
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Microsoft Authenticode Technology. Microsoft Corporation. Oct. 1996.
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Open Systems Interconnection: Security Architecture. ISO 7498/1, 1988.
—Jl
Open Systems Interconnection: Security Architecture, ISO 7498/2, 1988.
/)/)
— m-
Personal Identification Number (PIN) management and security - Part 1: Basic Principles and
Requirements for online PIN Handling in ATM and POS Systems; & -2 Approved Algorithm(s) for PIN
FnciDherment ISO 9564-1 & -2 TAor 15 2009 & Dec 15 1Qd1
PowerAgent Introduces First Intemet 'Infomediar/ to Empower and Protect Consumers,
Techmall.com. Aug 4. 1997.
Rozenblit, Moshe, "Secure Software Distribution", IEEE 0-7803-1811-0/94. 1994.
— —
— ^
Rubin, A.D., Trusted Distribution of Software Over the Internet," Bellcore, 1995. pp. 1-9.
Sander, T. et at.. "Protecting Mobile Agents Against Malicious Hosts," Mobile Agents and Security:
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pages.
— ^
Sander, T. et al., "Towards Mobile Cryptography." IEEE Proceedings of Security and Privacy, May
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Secure Cryptographic Devices (retail) - Part 1: Concepts, Requirements and Evaluation Methods, ISO
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Tanenbaum, A.S., et al., "The Amoeba Distributed Operating System," 1990.
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Tanenbaum, A.S.. et al., "The Amoeba Distributed Operating System-A Status Report," 1991.
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(/lAi
Date Considered: Q(l-l\/lQ\it
*Examiner: Initial if reference considered, whether or not citation is in confomnance with MPEP 609; draw line through
citation if not in conformance and not considered. Include copy of this fomn with next communication to applicant.
Form PTO 1449
Patent and Trademark Office - U.S. Department of Commerce
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0MB No. 0651-0011
INFORMATION DISCLOSURE CITATION
(Use several sheets if necessary)
Atty. Docket No.: 07451.0001-18000
Application No.: 09/870,801
Applicant: Kaii L. Ginter, et al.
Filing Date: June 1, 2001
Group: 2132
OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, etc.)
Transformer Rules Strategy for Software Distribution Mechanism-Support Products, IBM Technical
Disclosure Bulletin. Vol. 37, No. 48, Apr. 1994, pp. 523-25.
Examiner T T H
Date Considered: (7// 2- J /i^q q f
*Examiner: Initial if reference considered, whether or not citation is in confomnance with MPEP 609; draw line through
citation if not in confomnance and not considered. Include copy of this fonm with next communication to applicant.
Form PTC 1449
Patent and Trademark Office - U.S. Department of Commerce
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